This site makes some use of cookies. By continuing to browse the site you are agreeing to our use of cookies. Find out more here

Aim Two Three


Upcoming events and important deadlines

  • 05 Oct ’20

    • CISI Financial Planning Week starts

  • 13 Oct ’20

  • 03 Nov ’20

  • 09 Dec ’20

    • SM&CR deadline

      By this date, all solo-regulated firms must have:

      Trained all relevant staff on the 5 conduct rules and how they apply to their roles

      Ensured that all staff in ‘certified roles’ are fit and proper to perform that role and have been issued with a certificate to that effect

      Submitted data (via Connect) for all ‘directory persons’

  • 31 Mar ’21

    • Revised SM&CR Deadline — Deadline for the completion of first fit and proper assessments for Certified Staff

      This deadline was moved from 31st December 2020 as part of FCA’s move to reduce pressure on firms during the Covid restrictions

Back to top
Fourth Floor, Broadstone Mill, Broadstone Road, Stockport, SK5 7DL
tel 01618132800 follow us on twitterdesign by ninefootone
Privacy and Cookies