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Aim Two Three

Services For Discretionary Fund Managers

We offer the following services, amongst others:

(click the titles to read more)

Compliance and Operational Support

We provide compliance and various operational support srvices to Discretionary Fund Managers supported by reglatory updates

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Risk Management

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DFM Regulatory Applications

Comprehensive support for a “new start ” firm unit its FCA application is successful.

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Establish Regulated Funds

We have the capability to create UK regulated funds and where necessary we can also assist with the promotion of these funds to the retail and institutional markets.

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Sales Marketing and Distribution

We will review the DFM’s literature, website and marketing material, assisting with re-drafting where necessary, and support the DFM with the alignment of its business model to the retail and institutional market.

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DFM mentoring and Support

Offer necessary third party investment support as a mentor to investment managers and also support investment committee research and meetings.

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Internal Audit

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Business Continuity Support

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Fourth Floor, Broadstone Mill, Broadstone Road, Stockport, SK5 7DL
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